Life is good. You’ve served the county well for several decades and
retirement is just around the corner. Just a few more months of routine work
before that retirement check starts coming in and you and your spouse can jump
in the camper to start seeing America. You don’t have a care in the world.
Then it happens. An employee walks into your office alleging sexual harassment
against another employee. So much for the uneventful few months before
retirement.
Sexual harassment allegations should never be taken lightly. The county must
act swiftly to pro-tect its workforce and its workplace, and so every charge
ought to be investigated immediately.
In most cases, the employee only wants the harassment to stop, and when the
county responds slowly or altogether ignores the complaint, a lawsuit against
the county is often the result. The victim charges that the county had knowledge
of the incident or complaint, but did not take action. If other employees are
harassed, they too could argue that the county failed to provide a safe working
environment.
The official or manager who investigates the complaint should make it his
goal to obtain the necessary facts to determine if the harassment occurred. He
must take care to remain impartial. It is unwise to assume guilt or fraud until
all the facts are gathered.
Interview the complainant. Tell her (or him – victims are not always
female and harassers are not always male – the roles can be reversed or
even same-sex) how the complaint procedure will proceed. Make it clear that no
negative action will be taken for filing a complaint in good faith. Also warn
her about the liability involved if she makes false or malicious statements or
discusses the matter with others.
It is important that the investigator be able to separate facts from opinions
or emotional statements. Areas that need to be addressed by the investigator
include the particulars of the alleged harassment: Who did it? How? When? Where?
Learn if there were any witnesses, or if there are any notes, letters, e-mail
messages or similar documents that support the complaint.
Ask the employee to put the complaint in writing, but do not demand it. Even
though the investigator should take notes of all conver-sations relating to the
investigation, the impor-tance of note-taking is evident if the complaint is not
written. The complainant should be assured that all reasonable efforts would be
made to ensure confidentiality. However, a total guarantee of confidentiality
should not be given since there is really no way to completely prevent some
breach in confidentiality.
At this point, ask the employee how the situation can be resolved. Perhaps
the county can remove offending pictures in a coworker’s office, transfer
the complainant to another job, or give time off with pay until the
investigation is completed. However the county proceeds, it must not punish the
complainant.
The next steps involve interviewing the alleged harasser and anyone else who
might have information or direct knowledge of the incidents. During these
interviews, the investigator needs to listen carefully to be able to separate
actual knowledge from opinions and hearsay information.
The most significant information gained in the investigation is first hand
information provided by the interviewees. Whenever possible, the investigator
should obtain signed statements from the witnesses. The investigator should use
open ended questions that do not reveal too much information to the witness.
"Did you hear Fred say ‘Nice butt’ to Mary?" would be a
leading question.
It would be better to say, "If you have seen anyone say something to
Mary at work that seemed to make her uncomfortable, describe the incident and
tell me when it occurred."
Interviewing the accused person is also a delicate situation. He should be
told of the purpose of the investigation and that no conclusions will be reached
until a full investigation has been completed. He should also be told that that
the information gathered in the investigation will be limited to those who have
a need to know. Before questions are asked, the accused should be given enough
information about the complaint to be able to respond to the allegations.
During the questioning the investigator needs to ask about the relationship
between the accused and complainant. It is important to know if there had been a
previous consensual relationship between them. Is the accused the supervisor of
the complainant? How did the complainant respond to the alleged unwelcome
behavior? Has the accused any documentation or witnesses to support his
statements?
The accused should also be warned that any retaliation against the
complainant is prohibited and will result in severe discipline.
When the investigation is completed, a final decision should be made based on
the facts gathered. Both the complainant and the accused should be informed of
the results of the investigation. If there was, in fact, sexual harassment, the
disciplinary actions that will be taken should be explained to both parties. Any
action taken, however, should be appropriate to the level of harassment.
For minor problems, a written warning and suspension without pay might be
suitable, but for severe infractions, termination would be preferable. In any
action short of termination, the employee should be warned that any further such
misconduct will result in termination.
And as in all matters related to personnel, document everything.